MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk.The role holder will hold the SMF16 & 17 for the business.Manage the Compliance team and co-ordinate regular management informationEnsure full compliance with the FCA’s Consumer Duty by embedding consumer-focused governance across all levelsKeep up to date with developments that may affect the compliance and risk of the groupAdvise senior management in a timely manner of FCA related and other regulatory issues and any changes to the FCA rules.Produce an annual compliance report for senior management.Ensure the business has adopted a risk-based approach to compliance monitoring.Review the activities of the firm on an on-going basis to ensure they are undertaken adequately and meet all relevant requirements.Ensure that any financial promotions are approved in accordance with FCA rules.Key Requirements:Operated as an SM16 within a wealth or financial planning environmentStrong team leadership skillsExcellent understanding of regulatory requirements, industry best practices and emerging risks – relevant to the wealth management sectorGood knowledge of policies, controls and monitoring required to enable positive consumer outcomesEffective communication skills to advise stakeholders across all levelsProactive, self-supportive, and motivated in fostering a positive compliance culture