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Base pay range
Direct message the job poster from Broadgate
Associate Compliance and Financial Crime Recruitment Consultant
Compliance Advisor
Location: Dorking, Surrey - hybrid working
Sector: Insurance
Responsibilities:
* Identify, analyse, and communicate regulatory changes while overseeing business compliance with new requirements.
* Provide compliance support for new and existing products and services.
* Advise management and project teams on regulatory and substantive business issues.
* Deliver compliance training to ensure regulatory rules and principles are embedded.
* Maintain expertise in FCA/PRA requirements and standards.
* Ensure compliance with Information Security policies and report any security concerns.
* Understand and apply principles of Conduct Risk, Treating Customers Fairly, Consumer Duty, and Risk Management.
* Adhere to Unum’s Code of Conduct and other company policies.
Requirements:
* Insurance industry experience ideal.
* An excellent understanding and awareness of the UK financial regulatory framework
* Proficiency in insurance and group risk protection products.
* Relevant qualification in Legal, Internal Audit, or Compliance.
Seniority level
Associate
Employment type
Full-time
Job function
General Business and Other
Industries
Insurance
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