Do you have legal compliance experience and are looking for an exciting role as a Risk and Compliance Manager? Have you had a legal career and are looking for something a bit different and a new challenge? Then this exciting opportunity could be the role for you!
Our fantastic client in Farnborough is looking for someone to come and join the team as a Risk and Compliance Manager. This is an exciting, hands on role on a driven and friendly team. The ideal candidate would be someone who can provide a best-in-class internal risk and compliance function who has great SRA and FCA compliance model experience.
This role is fully office based and a permanent position based in Farnborough working 9-5:30pm. The salary on offer is between £70,000-£80,000 DOE.
What will I be doing in the Risk and Compliance Manager role?
* Risk and compliance management with knowledge of SRA and FCA compliance models
* Review, monitoring and updates of firm’s policies & procedures
* Providing a best in class internal risk and compliance function
* Performance of the day to day tasks delegated by the COLP, COFA, DPO, Complaints / Claims officer and MLRO.
* Assisting staff with conduct questions (e.g. conflicts) and reporting
* Assisting staff with Anti Money Laundering questions and reporting
* Complaints and claims risk management
* Practicing certificate renewals
* Performance of file verifications and associated follow ups
* C...