Job Description
Compliance Monitoring & Assurance Manager (2LOD)
Location: Glasgow or Milton Keynes (Hybrid - 3 days per week in the office)
We’re looking for an experienced Compliance Monitoring & Assurance Manager to join a prestigious Financial Services company at the cutting edge of risk and compliance management.
This is an exciting opportunity to play a pivotal role in safeguarding the firm's regulatory integrity while driving innovation in compliance practices.
About the Role:
As a Compliance Monitoring & Assurance Manager, you’ll lead the design and delivery of the bank’s compliance monitoring strategy, ensuring the development of automated assurance and data-driven testing processes.
Your role will include:
1. Conducting comprehensive reviews to identify risk trends, potential customer harm, and root causes while also highlighting best practices and positive outcomes.
2. Managing and mentoring review teams, overseeing all aspects of the review process, including scoping, testing, and reporting on critical compliance issues.
3. Driving the continuous improvement of monitoring frameworks to align with the evolving regulatory landscape.
What We’re Looking For:
To thrive in this role, you’ll need:
1. Extensive regulatory expertise, gained in 2nd line Assurance or 3rd line Internal Audit function.
2. Strong knowledge of the FCA Handbook, Consumer Duty, and the retail banking regulatory environment.
3. Exceptional risk identification and escalation skills, with the ability to produce high-quality, insightful reports.
4. A proven ability to lead and inspire teams while managing complex, high-stakes projects.
If you have these skills, even better!:
1. Demonstrable experience using automated assurance solutions and methodologies, including data-led testing and analysis, in a Financial Services environment.
2. Experience in line managing and leading small review teams in compliance assurance or testing roles.
If you have experience in a similar role combined with an inquisitive mindset, this could be the perfect opportunity to develop your career at the heart of the action.
Apply online!!
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