Are you an experienced Internal Auditor from within an FCA regulated business? Are you looking for a new challenge? Can you come to central Bristol once a month? If so, we have a fantastic Internal Audit role working for a market leading and award winning business based in central Bristol. With all required information accessible remotely, you needn't be based in the South West, but the ability to get to the Bristol office, which is located within a 15 minute walk of Bristol Temple Meads, will be required once a month for team meetings.
Day to day your responsibilities will be:
1. Assisting in the identification and planning of audits.
2. Reviewing the risk register and incident log to identify areas that require further attention from internal audit.
3. Planning own workload to meet agreed audit schedules and other work priorities.
4. Gaining a detailed understanding of the business sectors and support teams, and building close working relationships with execs and staff at all levels.
5. Undertaking internal and third-party audits according to pre-defined auditing processes and tools for AML, FCA, SRA, and DPA related work. This will include auditing of client matters together with internal policies and procedures, as well as other audit requirements across the firm such as those associated with ISO standards, team workload audits, governance audits, information security audits, quality audits, and other regulatory audits as required.
6. Identifying and recording any regulatory breaches and non-conformities to certification standards. Ensure reportable breaches are reported to the Risk Director.
7. Producing audit reports and agreeing audit results with appropriate business leaders and dealing with any audit findings disputes.
This really is an interesting and highly visible internal audit role and will be part of the wider internal audit team, so good communication and team working abilities will be required. This role comes with a 10% performance related bonus, so if it sounds like the sort of role that would interest you, then please get in touch through application. This business cannot sponsor and all applicants will need to have UK citizenship.
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