Job Description As a Senior Compliance Manager, you will play a key role in supporting the Head of Compliance (SMF16) in delivering the firms’ compliance strategy, ensuring adherence to FCA and PRA regulations, embedding a strong compliance culture and supporting the business to achieve its strategic objectives. You will provide regulatory advice to support Executive Committee members and senior stakeholders, support business projects and initiatives from inception to implementation, and support the overall Compliance team, fostering a high-performance compliance function. You will be part of the Compliance Department that is part of the broader Risk Department.
What you will do:
Regulatory Compliance & Advisory
Provide expert regulatory advice to senior stakeholders, including the Executive Committee, ensuring the firm meets FCA and PRA requirements.
Act as a subject matter expert (SME) on CONC (Consumer Credit Sourcebook), Consumer Duty, Treating Customers Fairly (TCF), and other relevant regulations.
Monitor regulatory developments, conduct impact assessments, and support the firm in adapting to new rules and expectations.
Review and challenge compliance policies, frameworks, and processes to ensure regulatory alignment and business effectiveness.
Lead on regulatory interactions, including FCA engagements, review and submission...