One Ten Associates are partnering with a multi-strategy fund management firm that is looking to hire a Compliance Generalist within their London team.
Reporting directly into the Head of Compliance, this will be a true generalist role with exposure across all areas of compliance, including:
* Review, advise and approve on marketing materials/financial promotions across the UK and US
* Compliance monitoring and surveillance
* Investment compliance monitoring (pre and post trade)
* Providing regulatory compliance advice to the business/senior stakeholders
* Central compliance (policies, PA dealing, G+E)
* Regulatory reporting (UK, US, Europe)
The ideal candidate will have generalised compliance experience working within asset management. Ideally a minimum of 5+ years experience and good working knowledge of marketing compliance rules across the UK and US (this is a must).