Junior Compliance Analyst - London
The Team:
The Compliance Team provides regulatory support for the Brevan Howard Group across all of its activities including advisory services, internal monitoring, and regulatory training. This is a beginner's generalist role and a great opportunity to work with experienced Compliance experts. The position will report to the Head of Compliance in London.
Main Responsibilities:
* Cyclical monitoring of global regulatory disclosures including long/short/auctions;
* PAD, G&I and other staff pre-approval checks and maintenance of these registers;
* Undertake due diligence AML checks and sanctions screening and forensically investigate flags and potential matches;
* Telephone, email and e-comms monitoring;
* Escalate, log, track and monitor all monitoring exceptions as appropriate;
* Pre-approval and onboarding of service providers such as counterparties, Investors and research;
* Assist with staff onboarding, e.g. e-learning training;
* Co-ordinate annual declarations and liaise with staff accordingly;
* Provide metrics to management;
* Ad-hoc projects as necessary.
Work Experience/Technical Background:
* University Degree (2:1 minimum)
* Holding or working towards a recognised regulatory professional qualification.
* Exposure or experience to Compliance in fund/ asset management firms.
* Previous experience working within a regulated organisation.
Technical Skills/Business Knowledge:
* Strong Microsoft skills, specifically Word and Excel.
Other Requirements:
* Attention to detail
* Strong communication skills (written and spoken)
* Professional, articulate, presentable, and personable
* Proactive, self-starter & team player
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