Job Description
(Graduate) Compliance Assistant | Global Investment Specialist | £30,000 -£40,000 | London and 5 Days in Office
We are working with a global investment specialist that provides specialized financial services to its clients. They are looking for a Graduate Compliance Assistant to join their team. They have 5 key business areas Wealth Management, Investment Banking, Trading, and principle Investment.
This role offers a great opportunity for career progression and working within an established business.
Your Role:
* Assisting with SMCR documentation, training, and certification
* Providing regulatory updates
* Drafting ICAAP Assessment
* Assisting with CASS documents, agreements, and queries
* Drafting governance documents
* Reviewing Non-Disclosure Agreements and Research Agreements for Equity and Distribution
* Assisting with External audit
* Liaising with outside council, obtaining advice on Compliance and Legal matters
* Completing referred KYC Cases
* Assisting with loan document review
* Ad-hoc administration tasks
Your Skill
* Attained a Law Degree
* 0-3 years experience in a similar role
* Financial Services experience is desirable
* Well-organised with good attention to detail
* Strong interpersonal skills for communicating with team members
* Excellent Excel skills.
They want to offer the successful candidate £30,000-£40,000. If you have relevant experience, fit the above criteria, and are looking for an exciting, rewarding, and challenging new role, please apply today.
We will be reviewing CVs throughout the process so please apply as soon as you can.
We are committed to ensuring the entire process is inclusive and accessible for all candidates who fit the minimum requirements for our role. As such, we encourage applications from under-represented groups in the accountancy sector. Please let us know if we can make any reasonable adjustments for you at any stage.
At Trace, we are committed to fostering an inclusive and diverse workplace and believe that, in any business, it is imperative that all members of staff feel appreciated and respected in their roles.