Risk and Compliance Officer
Financial Services
London
£45-55k
We are working with a London based, Bridging Lender, who have a commitment to excellence and client satisfaction, which has positioned them as a trusted partner in the bridging market.
As the business has grown, we are looking to bring on board, a Risk and Compliance Officer.
Key Responsibilities
* Oversight of the credit process as well as maintaining the Company’s policies and procedures and ensure adherence.
* Being the Company’s Money Laundering Reporting Officer ensuring compliance with regulations and internal compliance policies
* Signatory member of credit committee
* Implementing a risk management framework aligned to Company’s strategic plans.
* Conduct risk assessments and report key findings to the Board of Directors.
* Oversee customer due diligence (CDD), enhance due diligence (EDD) and maintain records.
* Act as the Data Protection Officer and deal with complaints and litigation
Requirements
* Legal and/or compliance experience preferred
* Understanding of AML laws and GDPR
* Excellent organisational skills and attention to detail
* Strong analytical and problem-solving skills
* Proficient in MS Office particularly Excel