The role holder will work within a dedicated AML & KYC function who play an integral part in the onboarding of Clients and Investors and ensuring the subsequent monitoring of these relationships.
Responsibilities
* Perform AML/KYC processes including onboarding & periodic reviews on clients and investors in accordance with scheduled cycles to ensure compliance with relevant AML/CFT regulations.
* Complete key process controls including name screening, risk assessments within established timelines, ensuring source of wealth & funds and KYC documents are up to date and properly recorded.
* Provide independent recommendations to mitigate the identified risks across the existing client & investor book where necessary, and/or be responsible for escalating the findings to the necessary stakeholders.
* Perform management reporting on key statistics and status updates in an efficient manner.
* Be the point of contact for clients and stakeholders to collect due diligence documents including periodic reviews and provide timely responses to clients.
* Assist and support the team in administrative tasks where required.
* Support the department as required within the confines of the role.
* Undertake any additional reasonable duties as required by the Firm.
Qualifications
* At least 2 years’ experience in KYC/AML roles, including practical knowledge and experience of AML/CDD requirements.
* Excellent organisational, prioritisation, and interpersonal skills.
* Good communication skills with positive interactions with clients and internal stakeholders at all levels.
* Formal qualification in Financial Crime preferred.
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