Job description
Please apply only if you have experience in Mortgage & Protection business and have previously worked in brokerage firm.
About Us:
Fast growing Mortgage Brokerage firm looking for a Compliance officer to join our team. The role is ideal for either a mortgage broker/administrator looking for a new challenge or candidates with strong organisational and analytical skills looking to get into mortgage/protection service sector.
Key responsibilities
· Complete 1-2-1s and observations.
· Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements
Provide compliant guidance and support to staff and Appointed Representatives.
-Help with training and providing support to new and existing staff.
· Prepare and submit regulatory reports to relevant authorities, ensuring accuracy and timeliness.
· Monitor changes in legislation and regulations that may impact the organisation's operations.
· Experience with full onboarding of new advisers
Must have experience in the Mortgage and Protection business
Job Type: Part-time
Benefits:
* Flexitime
Experience:
* Mortgage & Protection: 2 years (required)