* Annual Bonus
* 35 Hour week, office based
* 25 Days Holiday
* Collaborative work environment
A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office.
This is a significant role within the business and requires an accomplished individual with their CISI Level 6 Diploma in Financial Compliance (or equivalent) and who holds the SMF 16 function.
Key Job responsibilities
* To provide an effective systems and controls framework across the Organisation, to ensure compliance with all regulatory regimes under which the business operates
* The focus is primarily on FCA compliance but also encompasses compliance with Data Protection Act and Proceeds of Crime Act
* To ensure that the business and its Appointed Representatives comply with all regulations, which apply to its permitted activities, by way of undertaking monitoring reviews to demonstrate compliance
* To assist in the development and maintenance of effective systems and processes within the Organisation
Skills and Knowledge Requirements:
1. Relevant qualification such as CISI Level 6 Diploma in Financial Compliance
2. To Hold the SMF 16 function (Compliance oversite function)
3. Ability to manage and oversee a small compliance team
4. Experien...