My client is a retail banking firm focusing on lending and savings. They are looking for a senior compliance manager to be based out of their Birmingham office 3 days a week (2 from home). They seek a strong retail banking compliance advisory officer with proven experience in retail banking products. Detailed knowledge of the FCA handbook including MCOB, BCOBS, SYSC, PRIN, and COCON is essential.
Job Responsibilities
* Provide compliance advice, ensuring regulatory and conduct risk-focused advice aligns with regulatory expectations.
* Act as an ambassador for compliance culture, maintaining high behavioural standards.
* Provide technical compliance and conduct advice on regulatory change, remediation, new activities, and market shifts.
* Support the Head of Compliance Advice in building a strong compliance culture and stakeholder engagement.
* Identify, assess, and advise on regulatory changes, using industry best practices to develop practical solutions.
* Deliver timely, accurate regulatory interpretation and advice, particularly on FCA-related themes impacting strategy.
* Advise stakeholders and project teams on conduct regulation, risk management, and compliance policies.
* Represent compliance in key projects, offering specialist advice and challenge.
* Present compliance matters to senior leaders and support communication of key regulatory messages.
* Stay informed on industry best practices, sharing insights and influencing team direction.
* Ensure effective governance reporting, escalating material compliance issues to relevant stakeholders.
* Maintain regulatory and conduct risk frameworks, ensuring consistent application across the Group.
* Oversee the quality of compliance advice, managing daily processes, staff, and risks.
* Ensure compliance with risk management and data governance policies, prioritizing customer and data protection.
* Maintain compliance standards, ensuring timely completion of mandatory training.
* Manage and develop direct reports, overseeing performance, conduct, and development.
Please contact me directly with your CV for a full JD at NE@barclaysimpson.com.
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