Location: East Riding of Yorkshire, England
Phone: 020 7419 8900
Compliance Manager
Location: East Riding of Yorkshire
Salary: £40k-£60k
Work Arrangement: Hybrid – 1 day office (after probation or settled in)
A boutique Law firm based in East Riding of Yorkshire is looking to recruit a Compliance Manager to join their firm for a departing Compliance Officer that is retiring.
This law firm specialises mainly in Real Estate, Disputes resolution, Corporate Law, and Private Client, Family, and Residential Property. They have Clients that include Major Supermarkets.
This firm offers a great working environment and culture, and you will have autonomy to run the Risk and Compliance department how you see fit. There is no glass ceiling for this role and promotion in titles and responsibilities are on offer. You will be able to grow the Risk & Compliance department.
Responsibilities:
1. Support and monitor the onboarding processes
2. Answer and resolve queries from Fee earners and Senior stakeholders
3. Advise on AML, CDD, KYC
4. Advise the firm on SRA regulations and changes
5. Monitor and Quality Check the onboarding from Legal Secretaries to Partners
6. Report any Data Privacy breaches
Requirements:
1. Ideally Risk & Compliance experience from a Law firm
2. For Solicitors that may want to move into a Risk role – no more targets!
3. Open for candidates with strong AML knowledge and experience from a professional services background
4. Great communication skills and ability to influence and manage senior stakeholders
This is an excellent opportunity for a risk & compliance person that wants a new challenge and has full autonomy on how to run a compliance department. A hand-off and further training will be provided by the leaving Compliance Officer.
To apply for this role, please send your CV via this advert. Feel free to call David Phan at Pentagon Talent for further details.
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