Our client is a growing and busy financial services firm. Due to growth, the firm is keen to hire a Compliance Analyst. After an initial training period, the role will be hybrid with some travel expected. It’s a really varied role with contact across the business.
Responsibilities:
1. Rolling out compliance across operational teams.
2. Horizon scanning and assessing internal processes to ensure compliance.
3. Keeping up to date on regulatory changes from various sources.
4. Providing guidance to operational teams.
5. Identifying gaps in knowledge within the business.
6. Implementing regulatory changes.
Minimum Requirements:
Applicants must be compliance professionals or operations professionals with an excellent understanding of compliance from the financial services industry.
We are keen to speak with individuals who align with these requirements, particularly those who may be available to start within a month, though this is not a strict requirement.
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