Global PE firm seeks a Head of Legal & Compliance for the U.K. office. To sit in London 5x per week.
Responsibilities:
* Manage corporate governance matters for European entities, including corporate secretarial matters and filings with UK Companies House and Luxembourg RCS/RBE, board/shareholder resolutions, minutes & consents
* Review of commercial agreements
* Manage and review regulatory filings (including, without limitation, UK FCA, Luxembourg CSSF, AIFMD Annex 4 Reporting, Central Bank of Ireland, and DAC-6 international, regional licensing and registrations)
* Assist with employment law matters
* Work with external legal counsel on transactions as needed.
* Monitor and oversee firm compliance policies and procedures, code of conduct, audits and reviews
* Oversee European and UK “know your customer” and anti-money laundering processes
* Manage Data Protection compliance (e.g. breaches, subject access requests, right to be forgotten requests)
Qualifications:
* Law degree with a strong record of academic achievement
* 10+ years of experience working in legal and compliance functions focused exclusively in private equity and/or credit strategies
* Demonstrated knowledge of European laws related to alternative investor fund management regulatory and compliance requirements (including AIFMD, MiFID, GDPR, SMCR, etc.), preferably experience with private equity and private credit funds.
Seniority level:
Director
Employment type:
Full-time
Job function:
Finance and Legal
Industries:
Financial Services and Investment Management
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