A prestigious hedge fund with a global presence are seeking a highly skilled Compliance Testing Officer to join their growing team in London. This role is pivotal in ensuring the firm’s adherence to regulatory requirements and internal policies across their global operations.
Job Summary: As a Compliance Testing Officer, you will be instrumental in developing and managing the compliance testing and monitoring program. Your expertise will help safeguard the firm against compliance risks and foster a culture of integrity and transparency.
Key Responsibilities:
* Program Development: Design and implement comprehensive compliance testing and monitoring programs.
* Review and Assessment: Conduct regular and ad-hoc reviews of business activities, processes, and controls.
* Issue Identification: Identify compliance issues and risks, reporting findings to senior management with actionable recommendations.
* Regulatory Monitoring: Stay updated on global regulatory changes and ensure the compliance program evolves accordingly.
* Stakeholder Collaboration: Work closely with Legal, Risk, and Operations departments to ensure cohesive compliance efforts.
* Training: Develop and deliver compliance training programs to enhance staff awareness.
* Documentation: Maintain detailed records and prepare reports for senior management and regulatory bodies.
Qualifications:
* Education: Bachelor’s degree in Finance, Law, Business, or a related field. Advanced degree or professional certification (e.g., CAMS, CCEP) is advantageous.
* Experience: At least 5 years of experience in compliance, audit, or risk management within the financial services industry, preferably in a hedge fund or asset management firm.
* Knowledge: Strong understanding of global regulatory frameworks, including FCA, SEC, and other relevant regulations.
* Skills: Excellent analytical, communication, and interpersonal skills. Proficiency in compliance software and tools.
Application Process: Interested candidates are encouraged to submit their resume to Matthew Carton at Selby Jennings.