Our client, a well-established broker in the insurance industry, is seeking a proactive Compliance Officer/Assistant to join their team. This is a unique opportunity to ensure regulatory excellence while contributing to a collaborative environment.
As a Compliance Officer, you will:
* Ensure the company’s operations align with Financial Conduct Authority (FCA) regulations and other legal requirements.
* Conduct internal audits to assess compliance and support external audits, reporting findings and corrective actions to senior management.
* Develop and maintain compliance policies and procedures, keeping them up-to-date with the latest regulatory changes.
* Deliver training programs and foster a culture of compliance across the business through regular communication and guidance.
* Monitor risk management activities and develop strategies to mitigate compliance risks within the organisation.
The ideal candidate should have:
* A strong background in the insurance or financial services industry, with experience in compliance, auditing, or quality assurance.
* A sound knowledge of FCA regulations and an eye for detail.
* Excellent written and verbal communication skills.
* Proficiency in Microsoft Office and the ability to quickly adapt to new systems.
* The drive to work independently and take initiative in a dynamic, fast-paced environment.
If you're dedicated to maintaini...