Senior Recruitment Consultant - Financial Crime
A Senior Compliance Officer is required to play a pivotal role in supporting the Securities business across all aspects of compliance advisory and general BAU second line compliance duties.
Your expertise as a Senior Compliance Officer will help drive regulatory compliance, support strategic business initiatives, and build robust compliance controls while providing advice on complex regulatory matters. The team you’ll be joining is a second-line compliance advisory function.
Key Responsibilities
* Act as the Subject Matter Expert (SME) for equities and or FX
* Provide day-to-day compliance and regulatory advice, ensuring alignment with FCA regulations and other applicable laws.
* Lead the analysis, interpretation, and implementation of relevant laws and compliance regulations, ensuring the business adapts effectively to changes.
* Strengthen and enhance the compliance framework, ensuring robust controls for new business initiatives.
* Represent compliance in key stakeholder discussions, offering strategic input and regulatory guidance.
* Conduct horizon scanning to monitor regulatory developments and ensure proactive compliance measures are taken.
* Support executing the firm’s Compliance Monitoring Programme (CMP), including deep-dive compliance reviews.
Required Skills & Experience
* In a similar compliance advisory role operating at the experienced AVP/manager level or a VP/Senior Manager level, ideally within investment banking, trading houses, or securities trading firms.
* A solid understanding of applicable regulations such as MiFID II.
* Proven ability to interact with senior stakeholders and be a trusted advisor.
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