Central Compliance – AVP – Banking – 9-Month Contract (Inside IR35)
Location: London (Hybrid – 3 days in the office, 2 days WFH)
Contract Type: 9-Month Day Rate Contract (Inside IR35)
Day Rate: £310.31 per day via umbrella
A leading global bank, with a strong presence in corporate and investment banking, is seeking a Central Compliance specialist to sit within their Regulatory Processes function on a 9-month contract. This role plays a key part in managing and improving regulatory processes that impact multiple areas of the business, ensuring compliance with UK and international regulatory frameworks.
Key Responsibilities:
* Maintain and develop the Compliance Training and Policy frameworks
* Administer Personal Account Dealing (PA Dealing) and Outside Business Interests (OBI) processes
* Conduct new joiner/vendor compliance checks and contract note reviews
* Track and submit UK regulatory filings in a timely manner
* Support the Senior Manager and Certification Regime (SM&CR) administration
* Manage offshore licences tracking and filings
* Assist with the bi-annual compliance risk assessment exercise
* Continuously improve and enhance regulatory processes
* Provide management information as part of the Compliance Risk Assessment process
* Collaborate with Audit, Risk, and other key stakeholders to document risks, controls, and processes
Skills & Experience Required:
Essential:
* Strong ability to manage complex regulatory processes
* Experience in process improvement and optimisation
* Excellent communication and stakeholder management skills
* Highly organised and detail-oriented, with the ability to prioritise tasks effectively
* Proactive and motivated approach, with a strong sense of accountability
* Ability to operate in a fast-paced, high-pressure environment
Desirable:
* Knowledge of Personal Account Dealing (PA Dealing) and Outside Business Interests (OBI) processes
Apply now to learn more.