Risk Officer - this is a 50/50 split of Work from home and in office. Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham ) are experts in the compliance industry; focussing mainly on the Motor Trade and Travel. They have one of the UK's largest regulatory networks with many retail sites across the UK benefiting from a range of Finance and Insurance services.
By providing Appointed Representative status, they shoulder the burden of compliance ( of being Directly Authorised by the Financial Conduct Authority (FCA) ) so their customers can concentrate on running their day to day businesses
Critical Competencies:
1. 2 years experience of working within a Risk or Compliance role.
2. Adhere to the ethos of Treating Customers Fairly (TCF) in all work activity.
3. Completion of the companies Compliance Training program.
4. Good investigative and analytical skills including the ability to analyse processes and procedures against requirements and desired outcomes.
5. Ability to be able to critically review, and make judgements on, the compliance of written and oral communications against defined criteria.
6. Good organisational skills and ability to proactively man...