Fram Executive Search Limited is working with an independent Wealth Management firm based in the Southwest region of Devon.
About the Role
We are seeking a Compliance Support Officer to work closely with the Wealth Management Director who holds SMF16/17 responsibilities to ensure regulatory excellence. Key duties will include developing, implementing, and overseeing compliance policies and procedures, managing risk assessments, policy reviews, and more.
Responsibilities
* Develop and implement compliance policies and procedures
* Manage risk assessments and policy reviews
* Work closely with the Wealth Management Director to ensure regulatory excellence
The ideal candidate will have strong knowledge of regulatory requirements and experience in compliance management. This role offers an exciting opportunity for a skilled professional to join a dynamic team and contribute to the firm's continued growth and success.
Requirements
* Strong knowledge of regulatory requirements
* Experience in compliance management
In return, the successful candidate can expect a competitive salary of £40,000 - £55,000 per annum, depending on experience, plus a range of benefits.
Benefits
The successful candidate can expect a range of benefits, including:
* A competitive salary of £40,000 - £55,000 per annum, depending on experience
* A range of other benefits
This is an excellent opportunity for a skilled professional to join a dynamic team and contribute to the firm's continued growth and success.