Compliance Officer
* Up to £30,000 basic salary
* Location: Neston - option to work from home on hybrid basis after probation
* Hours: 9:00am to 5:30pm (5pm finish on Friday)
A great opportunity has arisen based in Neston for a Compliance Officer with experience working within an FCA regulated environment.
This role involves close collaboration with senior members of the business to deliver effective compliance oversight, including conducting audits, quality control, and comprehensive reporting. The ideal candidate will possess a deep understanding of Financial Conduct Authority (FCA) regulations and a strong background in the insurance or financial services industry.
Key duties and responsibilities for this Compliance Officer position:
1. Regulatory Compliance - Ensure that all company operations comply with FCA regulations and other relevant legal requirements. Develop, implement, and maintain compliance policies and procedures.
2. Audits and Inspections - Plan and conduct internal audits to monitor adherence to regulatory standards.
3. Quality Control - Develop and implement quality control processes to ensure high standards of service delivery, monitor and review the effectiveness of compliance controls and procedures, Identify are...