Legal Compliance Officer - Norwich
This is an exciting new opportunity for an experienced Compliance Administrator / Officer to join a highly regarded firm based in Norwich.
This opportunity would see playing a key role within the firm, with a focus on delivering a highly efficient and top-quality service to the firm’s management team and wider team of solicitors, whilst providing an exceptional service to the firms’ clients.
In this varied role, you will be responsible for:
1. Assist with client on-boarding processes by incepting new clients or amending existing records, performing searches and conflict checks in accordance with Compliance and Anti money Laundering (AML) regulation and internal protocols.
2. Supporting with AML compliance and due diligence checks, including international client due diligence and international client inception vetting and assisting with AML risk assessments.
3. Administering the full range of compliance registers such as complaints, professional indemnity claims and regulatory breaches.
4. Setting up new colleagues, dealing with user enquiries, monitoring a range of entries made by colleagues.
5. Assisting with administration around the preparation for accreditation audits.
6. Perform sanction list checks including notices from HM Government, against records.
7. Ensure compliance with SRA, Lexcel, Law Society Quality Scheme standards, SRA Accounts Rules and acco...