Compliance Assistant role based in Gravesend, Kent. Key responsibilities include maintaining accuracy, adhering to guidelines, and providing day-to-day compliance support. Tasks include responding to queries, file checking, updating compliance registers, and assisting with admin tasks.
* Provide day-to-day compliance support to the business by responding to queries.
* Work with other members of the team to ensure all file checking required is undertaken.
* Ensure compliance registers are kept up to date.
* Assist with a variety of compliance admin tasks including populating spreadsheets and registers.
* Monitor compliance manuals, policies and procedures.
* Work closely with the Operations and Investor Relations to ensure all investor queries raised are answered in a timely manner.
* Experience in Peer to Peer lending/mortgage lending.
* Experience within financial services.
* Experience in a compliance role.
* Familiar with the FCA Handbook.
* Excellent organisation skills with ability to switch quickly between tasks.
* Strong communication skills (written and verbal).
* Ability to work independently and within a team.
* Motivated to undertake research on new FCA guidelines etc.
* Attention to detail and an investigative mind.
* Keen interest in career development and progression.
Office based in Gravesend, Kent. Salary band: £22k-£28k (depending on experience).