Job Description
Job description
Compliance Assistant
This role is based in Gravesend in Kent
Here at Kuflink we are looking for a Compliance Assistant to join our thriving team. A key component of being a Compliance Assistant is to help maintain total accuracy and adherence to the relevant guidelines. You’ll be working seamlessly with all teams across the business to achieve continual best practice and support with general compliance.
You will be responsible for
•\tProviding day to day compliance support to the business by responding to queries
•\tWorking with other members of the team to ensure all file checking required is undertaken
•\tEnsuring compliance registers are kept up to date
•\tAssisting with a variety of compliance admin tasks including populating spreadsheets and registers
•\tMonitoring compliance manuals, policies and procedures
•\tWorking closely with the Operations and Investor Relations to ensure all investor queries raised are answered in a timely manner
Required Experience
•\tExperience in Peer to Peer lending/mortgage lending
•\tExperience within financial services
•\tExperience in a compliance role
•\tFamiliar with the FCA Handbook
Person Specific
•\tExcellent organisation skills with ability to switch quickly between tasks
•\tStrong communication skills (written and verbal)
•\tAbility to work independently and within a team
•\tMotivated to undertake research on new FCA guidelines etc
•\tAttention to detail and an investigative mind
•\tKeen interest in career development and progression
THIS ROLE IS OFFICE BASED IN GRAVESEND IN KENT