Job Title: Compliance Manager
Location: Near High Wycombe
Job Type: Permanent, Full-time
About Us:
My client are a well-established solicitors' firm located near High Wycombe, known for providing top-quality legal services to a diverse client base. With a commitment to excellence, we are looking for a highly motivated and experienced Compliance Manager to join our team and ensure that we maintain the highest standards in compliance, regulation, and legal practice.
Role Overview:
As Compliance Manager, you will be responsible for overseeing all aspects of regulatory compliance within the firm. This includes ensuring adherence to the Solicitors Regulation Authority (SRA) Handbook, Anti-Money Laundering (AML) regulations, and Lexcel practice management standards. You will play a key role in ensuring the firm continues to meet its legal and regulatory obligations.
Key Responsibilities:
* Oversee compliance with the SRA Handbook and ensure all firm policies align with its requirements.
* Implement and monitor AML procedures in accordance with current regulations.
* Manage and maintain the firm's Lexcel accreditation and ensure continuous compliance with its standards.
* Conduct regular internal audits to identify areas for improvement and mitigate risks.
* Provide compliance training and guidance to staff as needed.
* Keep up to date with regulatory changes and advise the firm on the necessary updates to policies and procedures.
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