Our client are a highly respected, multi-site firm of Solicitors serving clients nationally. Serving a diverse range of sectors, they are trusted advisors and recognised experts in their field, taking pride in building long standing relationships. The team are now seeking an experienced AML Compliance Officer to join them.
As AML Compliance Officer you will
* Scrutinise the electronic & other identification checks against individuals and organisations in line with the Company's anti-money laundering requirements
* Detect and report any instances of possible non-compliance where appropriate and to liaise with the fee earners, clients and others to deliver a quality service
* Use compliance systems to undertake Client Due Diligence (CDD)
* Obtain corporate information from relevant sources (e.g., Companies House) and the equivalent services in other jurisdictions
* Analyse the corporate structure of clients to determine the ultimate, individual beneficial owners (UBOs)
* Conduct AML checks of different types of entities such as, trusts, funds, LLP, PLC, charities, pensions schemes, housing associations, Government bodies, financial institutions etc
* Review information collated to determine further information requirements (including analysis of financial information)
* Complete client identity records (including CDD and source of wealth information) and update of associated compliance systems as matters develop
* Conduct scre...