Job Description
THE COMPANY:
Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance
THE RESPONSIBILITIES:
* Stay updated on all pertinent FCA regulations
* Serve as the primary point of contact for regulatory inquiries and examinations
* Oversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.
* Develop and implement compliance policies, procedures, and controls to effectively mitigate regulatory risks.
* Prepare and submit regulatory reports and filings accurately and within prescribed deadlines.
* Work closely with the global compliance function at the group level to ensure alignment and best practices.
EXPERIENCE REQUIRED:
1. Current or recent SMF16 and SMF17 registration
2. Demonstrable senior-level experience in compliance within the financial services industry, preferably in a CFD brokerage firm.
3. Deep understanding of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.
4. Excellent communication and interpersonal skills
5. Strong analytical and problem-sol...