Currently recruiting for a well established trading firm for a compliance manager FCA registrations. Interactions with various trading exchanges. Trade Surveillance monitoring Assisting with Training, PA dealing and G&E register. Assist with preparing MI and reports for senior managements Testing of the Compliance monitoring Plan Help monitor PA dealing including reviewing statements and distributing attestations. Provide compliance training. Help complete regulatory returns on behalf of Assist with enquires from exchanges and regulators. Assist in continuously reviewing/tailoring /improving policies, procures and the compliance manual.